Sorgente Sgr | Regulatory Framework

A | A | A

Sources of Law

EU Law
• Directive 85/611/CEE of December 20th 1985 e subsequent modifications
• Directive 2004/39/CE of April 21st 2004
• Directive 2006/73/CE of August 10th 2006
• Regulation CE 1278/2006 of August 25th 2006
• Directive 2003/71/CE of November 4th 2003
• Regulation CE 809/2004 of April 29th 2004

Italian National Primary Level
• Law of January 25th 1994, n.86, art. 16bis-15
• Legislative Decree (D.lgs.) February 24th 1998, n. 58 (Testo Unico della Finanza) and subsequent modifications
• Legislative Decree (D.lgs.) September 17th 2007, n. 164

Italian National Secondary Level
Ministry of Economy and Finance (MEF)
• Ministerial Decree May 24th 1999, n.228 (D.M. 228/1999)
• Ministerial Decree November 11th 1998, n.468 (D.M. 468/1998)
• Ministerial Decree November 11th 1998, n.469 (D.M. 469/1998)

Bank of Italy
• Bank of Italy Regulation on collective savings investment management of April 14th 2005
• Bank of Italy Guideline Circular Letter n. 189 of October 21st 1993 and subsequent modifications

Bank of Italy - CONSOB
• Joint Regulation of October 29th 2007

CONSOB
• Consob Regulation n. 11971 (Issuer Regulation) and subsequent modifications
• Consob Regulation n. 16190 (Intermediary Regulation) and subsequent modifications
• Consob Regulation n. 16191 (Market Regulation) and subsequent modifications
• Consob Deliberation n. 17297 of April 28th 2010

BORSA ITALIANA (Italian Stock Exchange)
• Regulation on markets organized and managed by Borsa Italiana S.p.A.
• Instructions regarding the regulation on markets organized and managed by Borsa Italiana S.p.A.